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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $2,947 |
ADP BROKER-DEALER8+ years Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
TD AMERITRADE, INC.3 years Service code 33 · EIN 82-0543156 | Securities brokerage; Distribution (1... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $122,471 | $65,083+88.2% | $143,788-14.8% | $66,930+83.0% |
| Participation rate | 93.4% | 65.2%+28.2pp | 80.3%+13.1pp | 69.8%+23.6pp |
| Annual return | -13.71% | -11.13%-2.6pp | -0.03%-13.7pp | 1.57%-15.3pp |
| Employer contribution / active EE | $8,935 | $2,361+278.4% | $4,952+80.4% | $2,545+251.1% |
| Participant deferral / active EE | $6,235 | $2,920+113.5% | $5,638+10.6% | $4,238+47.1% |
| Admin fee / account holder | $13 | $502-97.4% | $14,675-99.9% | $593-97.8% |