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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $9,489 |
ERISA SERVICES, INC.1 year Service code 15 · EIN 62-1200951 | Recordkeeping | $1,055 |
Filed as: MESIROW FINANCIAL, INC. Service code 27 · EIN 36-3194849 | Advisory (Plan) | $245 |
Filed as: CETERA FINANCIAL GROUP Service code 22 · EIN 30-0588666 | Insurance Broker | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $44,683 | $72,269-38.2% | $101,271-55.9% | $79,852-44.0% |
| Participation rate | 54.7% | 68.5%-13.8pp | 75.8%-21.1pp | 69.6%-15.0pp |
| Annual return | -39.88% | 22.29%-62.2pp | 46.48%-86.4pp | 31.72%-71.6pp |
| Employer contribution / active EE | $1,675 | $2,692-37.8% | $3,660-54.2% | $2,471-32.2% |
| Participant deferral / active EE | $2,821 | $3,282-14.0% | $4,371-35.5% | $3,740-24.6% |
| Admin fee / account holder | $265 | $4,401-94.0% | $5,948-95.5% | $5,306-95.0% |