Retirement plan

CARLISLE CORPORATION 401(K) PROFIT SHARING PLAN

Name: CARLISLE LLC - CARLISLE CORPORATION 401(K) PROFIT SHARING PLAN (2017) Form 5500
Creator: CARLISLE LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, CARLISLE CORPORATION 401(K) PROFIT SHARING PLAN, CARLISLE LLC

CARLISLE LLCEIN 62-1149118Plan #001PY 2017

263 WAGNER PLACE - MEMPHIS, TN 38103901-526-5000carlislecorp.comLinkedIn5001-10000 employeeshospitality

Prospect flagsLow participationCorrective distributions

How to read this page

Total assets (EOY)

$7.5M

+12.3% from 2016

Total participants

1,238

+28.3% from 2016

Average account balance

$18,116

-8.4% from 2016

Annual return

16.55%

+4.04 pp from 2016

Benchmarks

See 279 peers

Peer group

Industry72 - Accommodation and Food Services

Plan typeDefined contribution

Participants1,000-4,999

Cohort279 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$13.59M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$54K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

254

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

9.1%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.05M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$434

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.41%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$467

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
DUNCAN WILLIAMS ASSET MANAGEMENT2 years Filed as: DUNCAN WILLIAMS ASSET MGMT Service code 26 · EIN 47-3030907 6263 POPLAR AVENUE · MEMPHIS, TN 38138	Advisory (Participants)	$24,113
JOHN HANCOCK LIFE INSURANCE COMPANY3+ years Service code 15 · EIN 01-0233346	Recordkeeping	$2,508

Plan features & details

Pension benefit codes2E2F2G2J2K3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

2 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$39K

$35 / participant

Investment mgmt$24K61.5%
Contract admin$3K6.4%
Other / not subdivided$13K32.1%

% of EOY assets

0.525%

all-in expense ratio

Categories reported

2 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: REYNOLD BONE & GRIESBECK, PLC
Auditor EIN: 620428728
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$18,116

$25,165-28.0%

$73,545-75.4%

$77,958-76.8%

Participation rate

25.7%

36.6%-11.0pp

54.9%-29.3pp

71.6%-46.0pp

Annual return

16.55%

18.12%-1.6pp

-15.16%+31.7pp

20.87%-4.3pp

Employer contribution / active EE

$197

$395-50.1%

$1,219-83.8%

$2,310-91.5%

Participant deferral / active EE

$458

$898-49.0%

$1,806-74.7%

$3,537-87.1%

Admin fee / account holder

$95

$76+25.6%

$2,320-95.9%

$97-2.3%

Provider

Service type

Compensation

DUNCAN WILLIAMS ASSET MANAGEMENT2 years

Filed as: DUNCAN WILLIAMS ASSET MGMT

Service code 26 · EIN 47-3030907

6263 POPLAR AVENUE · MEMPHIS, TN 38138

Advisory (Participants)

$24,113

JOHN HANCOCK LIFE INSURANCE COMPANY3+ years

Service code 15 · EIN 01-0233346

Recordkeeping

$2,508

CARLISLE CORPORATION 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

CARLISLE CORPORATION 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion