Retirement plan

ALEXANDER THOMPSON ARNOLD PLLC 401K PLAN

Name: ALEXANDER THOMPSON ARNOLD PLLC - ALEXANDER THOMPSON ARNOLD PLLC 401K PLAN (2016) Form 5500
Creator: ALEXANDER THOMPSON ARNOLD PLLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ALEXANDER THOMPSON ARNOLD PLLC 401K PLAN, ALEXANDER THOMPSON ARNOLD PLLC

ALEXANDER THOMPSON ARNOLD PLLCEIN 62-1110839Plan #002PY 2016

624 E REELFOOT AVENUE - UNION CITY, TN 38261731-885-3661

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$8.7M

+6.3% from 2015

Total participants

188

+27.9% from 2015

Average account balance

$56,439

-6.8% from 2015

Annual return

15.97%

+17.72 pp from 2015

Benchmarks

See 5,032 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants100-249

Cohort5,032 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$23.48M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$93K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

253

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

78.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$2.24M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$8K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.84%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$533

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
SNOW CREEK WEALTH MANAGEMENT1 year Service code 27 · EIN 20-8775713	Advisory (Plan)	$1,227,297
TRANSAMERICA RETIREMENT SOLUTIONS1 year Service code 15 · EIN 13-3689044	Recordkeeping	$991,472
GREAT-WEST LIFE & ANNUITY INSURANCE1 year Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Investment Management	$569,327

Plan features & details

Pension benefit codes2E2G2J2K2R3B

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
3B
Plan covering self-employed individuals
Plan covering self-employed individuals.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: HADDOX REID EUBANK BETTS PLLC
Auditor EIN: 640414329
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$56,439

$75,183-24.9%

$123,894-54.4%

$55,167+2.3%

Participation rate

79.4%

72.8%+6.6pp

81.4%-2.0pp

69.0%+10.4pp

Annual return

15.97%

19.01%-3.0pp

47.52%-31.6pp

169.23%-153.3pp

Employer contribution / active EE

$1,504

$2,823-46.7%

$4,617-67.4%

$1,963-23.3%

Participant deferral / active EE

$4,665

$5,084-8.3%

$5,984-22.1%

$3,054+52.7%

Admin fee / account holder

$663-100.0%

$8,357-100.0%

$504-100.0%

Provider

Service type

Compensation

SNOW CREEK WEALTH MANAGEMENT1 year

Service code 27 · EIN 20-8775713

Advisory (Plan)

$1,227,297

TRANSAMERICA RETIREMENT SOLUTIONS1 year

Service code 15 · EIN 13-3689044

Recordkeeping

$991,472

GREAT-WEST LIFE & ANNUITY INSURANCE1 year

Service code 28

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Investment Management

$569,327

ALEXANDER THOMPSON ARNOLD PLLC 401K PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

ALEXANDER THOMPSON ARNOLD PLLC 401K PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Audit opinion

Benchmarks

Service providers

Opportunity flags

Audit opinion