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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 · EIN 04-3523567 | Finders' fees / placement fees | $15,527 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $50 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Fees | $0 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported that benefits due were not provided when due.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,543 | $48,064-13.6% | $78,778-47.3% | $69,631-40.3% |
| Participation rate | 76.1% | 61.6%+14.5pp | 69.2%+6.9pp | 70.7%+5.4pp |
| Annual return | 15.90% | 21.81%-5.9pp | 35.62%-19.7pp | 27571.02%-27555.1pp |
| Employer contribution / active EE | $0 | $744-100.0% | $1,986-100.0% | $2,032-100.0% |
| Participant deferral / active EE | $2,838 | $2,079+36.5% | $2,958-4.1% | $3,224-12.0% |
| Admin fee / account holder | $96 | $152-37.0% | $5,134-98.1% | $110-13.3% |