Filed July 12, 2000 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $92,052 |
TD AMERITRADE, INC.7+ years Service code 33 200 S. 108TH AVENUE · OMAHA, NE 68154 | Securities brokerage | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,735 | $41,850+54.7% | $96,562-33.0% | $101,517-36.2% |
| Participation rate | 20.6% | 58.3%-37.7pp | 69.8%-49.2pp | 74.6%-54.0pp |
| Annual return | 12.83% | 16.51%-3.7pp | 37.78%-25.0pp | 21.00%-8.2pp |
| Employer contribution / active EE | $523 | $929-43.7% | $2,356-77.8% | $2,973-82.4% |
| Participant deferral / active EE | $942 | $1,934-51.3% | $3,849-75.5% | $4,873-80.7% |
| Admin fee / account holder | $31 | $73-57.4% | $6,181-99.5% | $139-77.8% |