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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY2+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $53,336 |
Filed as: MMA SECURITES LLC Service code 27 · EIN 22-3570392 | Advisory (Plan) | $16,356 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,985 | $75,388-60.2% | $123,552-75.7% | $55,725-46.2% |
| Participation rate | 92.8% | 75.7%+17.1pp | 82.3%+10.5pp | 70.9%+21.9pp |
| Annual return | 35.99% | 4.48%+31.5pp | 119.20%-83.2pp | 244.93%-208.9pp |
| Employer contribution / active EE | $718 | $3,063-76.5% | $4,628-84.5% | $2,078-65.4% |
| Participant deferral / active EE | $4,442 | $5,651-21.4% | $6,426-30.9% | $3,356+32.4% |
| Admin fee / account holder | $197 | $120+64.6% | $9,285-97.9% | $115+71.1% |