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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES, LLC Service code 15 5707 SOUTHWEST PARKWAY · AUSTIN, TX 78735 | Recordkeeping | $35,508 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $102,922 | $104,482-1.5% | $159,455-35.5% | $79,393+29.6% |
| Participation rate | 69.8% | 76.6%-6.8pp | 82.8%-13.0pp | 70.7%-0.9pp |
| Annual return | 15.61% | 67.96%-52.4pp | 263.63%-248.0pp | 116.87%-101.3pp |
| Employer contribution / active EE | $2,368 | $3,416-30.7% | $4,830-51.0% | $2,428-2.4% |
| Participant deferral / active EE | $5,765 | $6,467-10.9% | $7,353-21.6% | $4,046+42.5% |
| Admin fee / account holder | $344 | $711-51.7% | $10,800-96.8% | $627-45.1% |