Filed October 25, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
HIGHLAND CONSULTING ASSOCIATES2+ years Filed as: HIGHLAND CAPITAL ADVISORS, LLC Service code 28 1270 EASTERN PARKWAY · LOUISVILLE, KY 40204 | Investment Management | $41,739 |
Service code 13 · EIN 46-4091337 | Contract Administrator | $15,761 |
MOUNTJOY CHILTON MEDLEY LLP1 year Filed as: MOUNTJOY, CHILTON MEDLEY LLP Service code 49 2600 MEIDINGER TOWER · LOUISVILLE, KY 40202 | Other Services | $7,500 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,275 | $51,466+22.9% | $78,778-19.7% | $62,292+1.6% |
| Participation rate | 84.5% | 59.8%+24.7pp | 69.2%+15.3pp | 69.5%+15.0pp |
| Annual return | 9.80% | 19.96%-10.2pp | 35.62%-25.8pp | 28.90%-19.1pp |
| Employer contribution / active EE | $479 | $827-42.1% | $1,986-75.9% | $2,042-76.5% |
| Participant deferral / active EE | $2,442 | $2,147+13.7% | $2,958-17.5% | $3,169-22.9% |
| Admin fee / account holder | $585 | $489+19.6% | $5,134-88.6% | $479+22.1% |