Filed October 25, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
HIGHLAND CONSULTING ASSOCIATES10+ years Filed as: HIGHLAND CAPITAL ADVISORS, LLC Service code 28 1270 EASTERN PARKWAY · LOUISVILLE, KY 40204 | Investment Management | $56,286 |
PROFESSIONAL CAPITAL SERVICES, LLC10+ years Service code 13 · EIN 46-4091337 | Contract Administrator | $31,541 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $111,228 | $66,098+68.3% | $101,794+9.3% | $74,304+49.7% |
| Participation rate | 75.5% | 53.8%+21.7pp | 69.2%+6.3pp | 60.3%+15.1pp |
| Annual return | 8.49% | 19.59%-11.1pp | 30.53%-22.0pp | 29.43%-20.9pp |
| Employer contribution / active EE | $460 | $1,082-57.5% | $2,289-79.9% | $2,241-79.5% |
| Participant deferral / active EE | $2,658 | $2,781-4.4% | $4,084-34.9% | $3,767-29.5% |
| Admin fee / account holder | $888 | $4,146-78.6% | $8,777-89.9% | $2,969-70.1% |