Filed June 22, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: SIGMA PLANNING -CORVIS CAPITAL LLC Service code 27 · EIN 38-2472558 | Advisory (Plan) | $21,303 |
Service code 15 · EIN 16-1503696 | Recordkeeping | $21,215 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,825 | $80,968-32.3% | $96,544-43.2% | $75,163-27.1% |
| Participation rate | 100.0% | 71.8%+28.2pp | 76.0%+24.0pp | 67.2%+32.8pp |
| Annual return | 16.88% | 27.06%-10.2pp | 25.84%-9.0pp | 160.62%-143.7pp |
| Employer contribution / active EE | $1,144 | $2,282-49.9% | $2,965-61.4% | $2,670-57.2% |
| Participant deferral / active EE | $3,698 | $3,928-5.9% | $4,851-23.8% | $4,125-10.4% |
| Admin fee / account holder | $409 | $6,724-93.9% | $8,252-95.0% | $5,651-92.8% |