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| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE3+ years Filed as: NATIOWIDE Service code 15 · EIN 31-4156830 | Recordkeeping | $41,308 |
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY SMITH BARNEY LL Service code 49 1 NEW YORK PLAZA, 12TH FL · NEW YORK, NY 10004 | Other Services | $14,125 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,174 | $48,064-55.9% | $78,778-73.1% | $69,631-69.6% |
| Participation rate | 42.9% | 61.6%-18.7pp | 69.2%-26.3pp | 70.7%-27.8pp |
| Annual return | 12.69% | 21.81%-9.1pp | 35.62%-22.9pp | 27571.02%-27558.3pp |
| Employer contribution / active EE | $785 | $744+5.6% | $1,986-60.5% | $2,032-61.4% |
| Participant deferral / active EE | $1,606 | $2,079-22.7% | $2,958-45.7% | $3,224-50.2% |
| Admin fee / account holder | $202 | $152+32.6% | $5,134-96.1% | $110+82.5% |