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| Provider | Service type | Compensation |
|---|---|---|
CAPFINANCIAL PARTNERS LLC2 years Filed as: CAPFINANCIAL PARTNERS Service code 27 PO BOX 60071 · RALEIGH, NC 27675 | Advisory (Plan) | $20,685 |
AGW CAPITAL ADVISORS1 year Service code 27 511 W BAY STREET · TAMPA, FL 33606 | Advisory (Plan) | $14,280 |
CARR, RIGGS & INGRAM, LLC5 years Filed as: CARR RIGGS & INGRAM Service code 10 2111 DREW STREET · CLEARWATER, FL 33765 | Accounting | $11,000 |
T ROWE PRICE RPS INC6+ years Service code 15 100 EAST PRATT STREET · BALTIMORE, MD 21202 | Recordkeeping | $1,650 |
Filed as: CHARLES SCHWAB & CO. INC. Service code 33 211 MAIN STREET · SAN FRANCISCO, CA 94105 | Float revenue; Direct payment from th... | $148 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $463,326 | $98,776+369.1% | $149,745+209.4% | $79,856+480.2% |
| Participation rate | 76.1% | 75.8%+0.3pp | 82.5%-6.4pp | 69.6%+6.5pp |
| Annual return | 12.42% | 27.38%-15.0pp | 276.72%-264.3pp | 31.71%-19.3pp |
| Employer contribution / active EE | $5,586 | $3,217+73.6% | $4,646+20.2% | $2,471+126.0% |
| Participant deferral / active EE | $4,126 | $5,681-27.4% | $6,843-39.7% | $3,741+10.3% |
| Admin fee / account holder | $674 | $6,053-88.9% | $9,312-92.8% | $5,306-87.3% |