Filed August 22, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: RAYMOND JAMES FINANCIAL SERVICES AD Service code 99 · EIN 59-2937883 | Other Fees | $7,737 |
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $6,785 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,884 | $102,317-75.7% | $146,958-83.1% | $80,856-69.2% |
| Participation rate | 8.7% | 75.8%-67.1pp | 82.2%-73.5pp | 67.6%-58.9pp |
| Annual return | 5.86% | 134.76%-128.9pp | 418.34%-412.5pp | 35.59%-29.7pp |
| Employer contribution / active EE | $874 | $3,713-76.5% | $4,933-82.3% | $2,755-68.3% |
| Participant deferral / active EE | $1,158 | $6,644-82.6% | $8,070-85.7% | $4,296-73.0% |
| Admin fee / account holder | $85 | $7,941-98.9% | $12,998-99.3% | $6,918-98.8% |