Filed August 22, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: RAYMOND JAMES FINANCIAL SERVICES AD Service code 99 · EIN 59-2937883 | Other Fees | $7,737 |
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $6,785 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,884 | $102,422-75.7% | $147,117-83.1% | $80,959-69.3% |
| Participation rate | 8.7% | 75.9%-67.2pp | 82.2%-73.5pp | 67.7%-59.0pp |
| Annual return | 5.86% | 135.16%-129.3pp | 420.54%-414.7pp | 35.67%-29.8pp |
| Employer contribution / active EE | $874 | $3,717-76.5% | $4,932-82.3% | $2,757-68.3% |
| Participant deferral / active EE | $1,158 | $6,652-82.6% | $8,065-85.6% | $4,300-73.1% |
| Admin fee / account holder | $85 | $7,953-98.9% | $12,993-99.3% | $6,925-98.8% |