Filed October 18, 2018 (most recent of 9 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $1,251,110 |
Filed as: CAPTRUST Service code 27 4208 SIX FORKS ROAD · RALEIGH, NC 27609 | Advisory (Plan) | $33,750 |
SUMMIT FINANCIAL CORPORATION2+ years Filed as: SUMMIT STRATEGIES, INC Service code 10 · EIN 43-1708520 | Accounting | $21,875 |
HILL, WARD, HENDERSO2+ years Service code 10 · EIN 59-2678550 | Accounting | $7,261 |
MOUTON & COMPANY, INC1 year Filed as: MOUTON & COMPANY, INC. Service code 11 516 LAKEVIEW ROAD · CLEARWATER, FL 33756 | Actuarial | $6,670 |
TC DELIVERS1 year Service code 38 7002 PARKE E BLVD · TAMPA, FL 33610 | Participant Communication | $6,516 |
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,164 | $49,270-16.5% | $156,551-73.7% | $329,111-87.5% |
| Participation rate | 96.6% | 68.1%+28.5pp | 84.0%+12.6pp | 67.9%+28.8pp |
| Annual return | 7.70% | 23.25%-15.5pp | 32.23%-24.5pp | 16.35%-8.6pp |
| Employer contribution / active EE | $1,953 | $1,534+27.3% | $5,501-64.5% | $2,303-15.2% |
| Participant deferral / active EE | $3,362 | $2,920+15.1% | $4,871-31.0% | $3,682-8.7% |
| Admin fee / account holder | $45 | $51-10.9% | $13,028-99.7% | $754-94.0% |