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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC3 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $41,379 |
Service code 27 4340 REDWOOD HWY, SUITE B60 · SAN RAFAEL, CA 94903 | Advisory (Plan) | $20,076 |
DWC ERISA CONSULTANTS LLC3 years Service code 13 PO BOX 241267 · ST. PAUL, MN 55124 | Contract Administrator | $17,737 |
EMPOWER ADVISORY GROUP, LLC3 years Filed as: EMPOWER ADVISORY GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $2,157 |
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 55 | Other Commissions | $1,944 |
8 funds of $250K or more; 28 lines in all, holding $6.1M of the plan's $6.2M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: T. Rowe Price Retirement Blend, collective trust, 64% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| T. Rowe Price Retirement Blend T. Rowe Price · Collective trust Target-date, 9 vintages | $3.9M | 64.4% |
| interest, (e) party Manager not matched · Other | $1.0M | 16.7% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $197K | 3.2% |
| JPMorgan Large Cap Growth Fund Class R6 JPMorgan · Mutual fund | $134K | 2.2% |
| Fidelity Advisor Semiconductors Fund Class Z Fidelity (FMR) · Mutual fund | $127K | 2.1% |
| iShares Russell Mid-Cap Index Fund Class K BlackRock · ETF Index | $97K | 1.6% |
| NEW World Fund INC Class R-6 Capital Group · Mutual fund | $91K | 1.5% |
| MassMutual Guaranteed Interest Account MassMutual · Insurance contract | $72K | 1.2% |
| Putnam Large CAP Value Fund Class R6 Franklin Templeton · Mutual fund | $54K | 0.9% |
| iShares MSCI EAFE International Index Fund Class K BlackRock · ETF Index | $54K | 0.9% |
Added 7 funds, dropped 1 fund.
| Fund | Year-end value |
|---|---|
| Droppedof the MassMutual Separate Investment Account CAI: Great Grey IndexSelect Moderate 2045 Fund | $1.3M |
| AddedT. Rowe Price Retirement Blend 2040 Trust | $808K |
| AddedT. Rowe Price Retirement Blend 2050 Trust | $728K |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 4 stable value or insurance lines.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
The auditor signed off without reservation. This is the cleanest opinion.