Filed December 27, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
PALISADE CAPITAL MANAGEMENT3+ years Service code 28 · EIN 22-3330049 | Investment Management | $1,792,262 |
COMVEST CAPITAL III LP3+ years Filed as: COMVEST CAPITAL III Service code 28 · EIN 90-1005478 | Investment Management | $1,629,217 |
ARTISAN PARTNERS3+ years Service code 28 · EIN 39-1807188 | Investment Management | $1,489,588 |
Filed as: FIDELITY INSTITUTIONAL OPS Service code 12 · EIN 04-2647786 | Recordkeeping and information managem... | $1,322,883 |
ADVENT CAPITAL MANAGEMENT LLC3+ years Filed as: ADVENT CAPITAL MANAGEMENT Service code 28 · EIN 13-4168910 | Investment Management | $1,008,459 |
WILLIAM BLAIR3+ years Service code 28 · EIN 47-2614791 | Investment Management | $958,143 |
MORGAN STANLEY SMITH BARNEY3+ years Filed as: JP MORGAN ASSET MANAGEMENT Service code 28 · EIN 13-3200244 | Investment Management | $826,364 |
JACKSON SQUARE PARTNERS3+ years Filed as: JACKSON SQUARE PARTNERS LLC Service code 28 · EIN 80-0945254 | Investment Management | $795,492 |
Service code 28 · EIN 98-0645909 | Investment Management | $772,489 |
T ROWE PRICE RPS INC3+ years Filed as: T. ROWE PRICE ASSOCIATES Service code 28 · EIN 52-0556948 | Investment Management | $717,740 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Assets per participant exceed $250,000 - top-decile high-value plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,939,891 | $14,491,905+99.7% | $9,655,338+199.7% | $14,491,905+99.7% |
| Participation rate | 0.0% | 5.3%-5.3pp | 7.4%-7.4pp | 5.3%-5.3pp |
| Annual return | 16.72% | 1057.21%-1040.5pp | 11.12%+5.6pp | 1057.21%-1040.5pp |
| Employer contribution / active EE | $0 | $14,374-100.0% | $22,651-100.0% | $14,374-100.0% |
| Participant deferral / active EE | $0 | $351-100.0% | $198-100.0% | $351-100.0% |
| Admin fee / account holder | $162,093 | $81,210+99.6% | $57,986+179.5% | $81,210+99.6% |