Filed November 2, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Account maintenance fees; Participant... | $26,048 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $0 |
Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,897 | $62,928-66.8% | $172,739-87.9% | $67,579-69.1% |
| Participation rate | 40.7% | 64.5%-23.8pp | 82.6%-41.9pp | 71.3%-30.6pp |
| Annual return | 25.52% | 30.36%-4.8pp | 802.84%-777.3pp | 378.56%-353.0pp |
| Employer contribution / active EE | $406 | $1,636-75.2% | $5,143-92.1% | $2,148-81.1% |
| Participant deferral / active EE | $1,357 | $2,145-36.7% | $5,198-73.9% | $3,539-61.7% |
| Admin fee / account holder | $67 | $167-59.9% | $13,954-99.5% | $142-53.0% |