Filed November 2, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $22,520 |
BKD, LLP2 years Filed as: DIXION HUGHES GOODMAN LLP Service code 10 · EIN 56-0747981 | Accounting | $12,500 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $15,810 | $45,382-65.2% | $154,107-89.7% | $75,289-79.0% |
| Participation rate | 34.7% | 65.9%-31.2pp | 83.0%-48.3pp | 72.4%-37.7pp |
| Annual return | -5.44% | -0.47%-5.0pp | 735.12%-740.6pp | -0.04%-5.4pp |
| Employer contribution / active EE | $386 | $1,533-74.8% | $5,298-92.7% | $2,405-84.0% |
| Participant deferral / active EE | $1,159 | $2,384-51.4% | $5,081-77.2% | $3,739-69.0% |
| Admin fee / account holder | $90 | $89+0.4% | $13,411-99.3% | $102-12.3% |