Filings through .
Filed November 17, 2021 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $64,087 |
UBS FINANCIAL SERVICES INC6 years Service code 27 PO BOX 198928 · NASHVILLE, TN 37238 | Advisory (Plan) | $39,276 |
FORVIS MAZARS, LLP1 year Filed as: FORVIS MAZARS LLP Service code 10 910 E ST. LOUIS ST STE 400 · SPRINGFIELD, MO 65807 | Accounting | $15,750 |
18 funds of $250K or more; 12 lines in all, holding $30.8M of the plan's $31.4M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: MFS Lifetime, mutual fund, 40% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| MFS Lifetime MFS (Sun Life) · Mutual fund Target-date, 10 vintages | $12.3M | 39.8% |
| American Funds Investment Company of America Fund Capital Group · Mutual fund | $3.7M | 12.0% |
| Guaranteed Investment Contract Empower Annuity Insurance EI Fixed Account - Series Class V Empower · Insurance contract Recordkeeper's own fund | $3.1M | 10.0% |
| Goldman Sachs Large Cap Growth Insights Fund Goldman Sachs · Mutual fund | $3.0M | 9.7% |
| Capital World Growth & Income Fund Capital Group · Mutual fund | $2.6M | 8.3% |
| iShares S&P 500 Index Fund (A) BlackRock · ETF Index | $2.0M | 6.5% |
| Dodge & Cox Stock Fund Class I Dodge & Cox · Mutual fund | $1.5M | 4.7% |
| Eaton Vance Atlanta Capital Smid-Cap R Morgan Stanley · Other | $1.4M | 4.4% |
| JPMorgan Mid Cap Value Fund JPMorgan · Mutual fund | $646K | 2.1% |
| PIMCO Income Installment PIMCO (Allianz) · Mutual fund | $484K | 1.6% |
Added 1 fund, dropped 1 fund.
| Fund | Year-end value |
|---|---|
| DroppedS&P 500 | $2.1M |
| AddediShares S&P 500 Index Fund (A) | $2.0M |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.