Filed February 28, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK USA Service code 37 · EIN 01-0233346 | Loan Processing | $10,725 |
Filed as: MORGAN STANELY SMITH BARNEY Service code 27 THE NAPLES WEALTH MANAGEMENT GROUP · HUDSON, OH 44236 | Advisory (Plan) | $0 |
Filed as: MORGAN STANELY SMITH BARNEY LLC Service code 27 | Advisory (Plan) | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $135,251 | $64,909+108.4% | $82,313+64.3% | $62,292+117.1% |
| Participation rate | 100.0% | 74.9%+25.1pp | 76.9%+23.1pp | 69.5%+30.5pp |
| Annual return | 15.22% | 21.18%-6.0pp | 25.88%-10.7pp | 28.90%-13.7pp |
| Employer contribution / active EE | $3,591 | $1,676+114.3% | $2,428+47.9% | $2,042+75.8% |
| Participant deferral / active EE | $4,778 | $3,103+54.0% | $3,706+28.9% | $3,169+50.8% |
| Admin fee / account holder | $76 | $440-82.8% | $5,608-98.7% | $479-84.2% |