Filed November 21, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
GOLDMAN SACHS2+ years Filed as: UNITED CAPITAL FINANCIAL ADVISORS Service code 26 · EIN 01-0233346 500 NEWPORT CENTER DRIVE · NEWPORT BEACH, CA 92660 | Advisory (Participants) | $25,798 |
PENSION ASSURANCE LLP2+ years Filed as: THE PENSION STUDIO Service code 17 | Pension Consulting | $1,525 |
Filed as: JOHN HANCOCK Service code 15 · EIN 01-0233346 | Recordkeeping | $750 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $89,250 | $80,753+10.5% | $136,294-34.5% | $62,292+43.3% |
| Participation rate | 67.7% | 73.5%-5.8pp | 81.9%-14.2pp | 69.5%-1.8pp |
| Annual return | 17.47% | 35.83%-18.4pp | 5155.94%-5138.5pp | 28.90%-11.4pp |
| Employer contribution / active EE | $914 | $2,884-68.3% | $4,695-80.5% | $2,042-55.3% |
| Participant deferral / active EE | $5,368 | $5,164+3.9% | $6,247-14.1% | $3,169+69.4% |
| Admin fee / account holder | $151 | $525-71.2% | $9,243-98.4% | $479-68.5% |