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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $30,619 |
ADP BROKER-DEALER7+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
TD AMERITRADE, INC.4 years Service code 33 · EIN 82-0543156 | Distribution (12b-1) fees; Securities... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $78,334 | $64,176+22.1% | $112,249-30.2% | $66,938+17.0% |
| Participation rate | 82.3% | 68.4%+13.9pp | 75.1%+7.2pp | 69.8%+12.5pp |
| Annual return | -14.88% | -13.80%-1.1pp | 27.48%-42.4pp | 1.58%-16.5pp |
| Employer contribution / active EE | $769 | $3,007-74.4% | $3,636-78.8% | $2,545-69.8% |
| Participant deferral / active EE | $7,104 | $3,694+92.3% | $4,729+50.2% | $4,238+67.6% |
| Admin fee / account holder | $213 | $626-65.9% | $6,412-96.7% | $594-64.0% |