Filed March 25, 2019 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA INVESTMENT SERVICES Service code 27 · EIN 35-2552359 | Advisory (Plan) | $20,000 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,925 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $104,237 | $58,726+77.5% | $92,240+13.0% | $62,293+67.3% |
| Participation rate | 47.3% | 68.3%-21.0pp | 76.5%-29.2pp | 69.5%-22.2pp |
| Annual return | 15.74% | 43.62%-27.9pp | 176.29%-160.6pp | 28.90%-13.2pp |
| Employer contribution / active EE | $1,007 | $2,392-57.9% | $3,680-72.6% | $2,042-50.7% |
| Participant deferral / active EE | $2,913 | $2,766+5.3% | $3,897-25.3% | $3,169-8.1% |
| Admin fee / account holder | $189 | $556-66.0% | $5,194-96.4% | $479-60.6% |