Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
VOYA FINANCIAL ADVISORS INC4 years Filed as: VOYA RETIRMENT INSURANCE & ANNUITY Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $74,425 |
ADVUS FINANCIAL PARTNERS LLC4 years Filed as: ADVUS FINANCIAL PARTNERS, LLC Service code 99 · EIN 85-4001199 | Other Fees | $42,086 |
7 funds of $250K or more; 11 lines in all, holding $4.3M of the plan's $33.6M. From the 2026 filing. Recordkeeper: Voya.
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Equity Income Fund Admiral Shares Vanguard · Mutual fund | $1.4M | 31.6% |
| date,rate of interest, collateral, par, or maturity date Amer Fnds New World Fund R6 Manager not matched · Mutual fund | $545K | 12.7% |
| Dodge & Cox Income Fund Class X Dodge & Cox · Mutual fund | $487K | 11.3% |
| PIMCO Income Fund Institutional PIMCO (Allianz) · Mutual fund | $480K | 11.2% |
| Dodge & Cox International Stock Fund Class X Dodge & Cox · Mutual fund | $465K | 10.8% |
| Vanguard Small-Cap Index Fund Admiral Shares Vanguard · Mutual fund Index | $323K | 7.5% |
| MFS Mid Cap Value Fund R6 MFS (Sun Life) · Mutual fund | $312K | 7.3% |
| Blackrock MID CAP Growth Equity Portfolio Class K BlackRock · Mutual fund | $201K | 4.7% |
| Vangrd Infl-Prt Secs Fund Adm Vanguard · Mutual fund | $105K | 2.4% |
| Voya Gv Mny Mkt F A (Hld Acct) Voya · Money market Recordkeeper's own fund | $15K | 0.4% |
No lineup changes between the 2025 and 2026 filings.
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2025 and 2026 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.