Filed March 25, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $572,659 |
REGIONS BANK3+ years Filed as: REGIONS BANK DBA REGIONS TRUST Service code 16 · EIN 63-6129301 | Consulting | $119,179 |
MID ATLANTIC CAPITAL CORPORATION3+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 | Securities brokerage commissions and ... | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $11,984 | $177,276-93.2% | $185,117-93.5% | $177,276-93.2% |
| Participation rate | 80.3% | 74.8%+5.5pp | 77.3%+3.0pp | 74.8%+5.5pp |
| Annual return | 17.34% | 21.25%-3.9pp | 40.50%-23.2pp | 21.25%-3.9pp |
| Employer contribution / active EE | $852 | $2,479-65.6% | $4,182-79.6% | $2,479-65.6% |
| Participant deferral / active EE | $1,325 | $3,881-65.9% | $5,045-73.7% | $3,881-65.9% |
| Admin fee / account holder | $111 | $154-27.7% | $8,159-98.6% | $154-27.7% |