Filed March 25, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant loan processing; Sharehol... | $606,228 |
REGIONS BANK2+ years Filed as: REGIONS BANK DBA REGIONS TRUST Service code 16 · EIN 63-6129301 | Consulting | $98,080 |
MID ATLANTIC CAPITAL CORPORATION2+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES2+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $9,479 | $65,292-85.5% | $171,082-94.5% | $65,292-85.5% |
| Participation rate | 76.4% | 72.4%+4.0pp | 76.7%-0.3pp | 72.4%+4.0pp |
| Annual return | 10.06% | 11.84%-1.8pp | 32.56%-22.5pp | 11.84%-1.8pp |
| Employer contribution / active EE | $772 | $2,302-66.5% | $4,002-80.7% | $2,302-66.5% |
| Participant deferral / active EE | $1,163 | $3,579-67.5% | $4,797-75.8% | $3,579-67.5% |
| Admin fee / account holder | $113 | $57+97.8% | $8,520-98.7% | $57+97.8% |