Filed June 16, 2025 (most recent of 4 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
RAYMOND JAMES FINANCIAL SERVICES1+ years Filed as: RAYMOND JAMES Service code 27 · EIN 59-1237041 | Advisory (Plan) | $71,226 |
PASI, LLC1+ years Service code 13 · EIN 26-1407927 | Contract Administrator | $17,722 |
HACKER, JOHNSON & SMITH PA1+ years Filed as: HACKER JOHNSON & SMITH, PA Service code 10 · EIN 59-2153385 | Accounting | $7,512 |
CAPTIAL BANK AND TRUST1+ years Filed as: CAPTIAL RESEARCH AND MANAGEMENT CO. Service code 64 333 SOUTH HOPE STREET · LOS ANGELES, CA 90071 | Recordkeeping Fees | $3,081 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $90,248 | $88,324+2.2% | $115,038-21.5% | $55,191+63.5% |
| Participation rate | 67.7% | 72.5%-4.8pp | 81.4%-13.6pp | 69.2%-1.4pp |
| Annual return | -1.61% | 6.30%-7.9pp | 26.14%-27.8pp | 10.78%-12.4pp |
| Employer contribution / active EE | $4,013 | $2,805+43.1% | $4,608-12.9% | $1,899+111.3% |
| Participant deferral / active EE | $4,407 | $5,042-12.6% | $6,026-26.9% | $3,046+44.7% |
| Admin fee / account holder | $418 | $105+296.9% | $8,175-94.9% | $91+360.7% |