Filed December 12, 2023 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
PENSION ASSURANCE LLP1+ years Filed as: KB PENSION SERVICES Service code 16 · EIN 65-0721164 9423 TOWN CENTER PARKWAY · BRADENTON, FL 34202 | Consulting | $7,745 |
INDEPENDENT FINANCIAL GROUP LLC1+ years Filed as: INDEPENDENT FINANCIAL GROUP, INC Service code 99 7425 MISSION VALLEY RD, STE 203 · SAN DIEGO, CA 92108 | Other Fees | $535 |
Filed as: MASSACHUSETTS MUTUAL LIFE INS. CO Service code 15 · EIN 04-1590850 | Recordkeeping | $62 |
Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $25 |
Filed as: MESIROW FINANCIAL INVEST. MANAGEMEN Service code 27 · EIN 36-3429599 | Advisory (Plan) | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,416 | $39,245-27.6% | $64,105-55.7% | $52,331-45.7% |
| Participation rate | 64.1% | 58.2%+5.9pp | 68.2%-4.0pp | 68.1%-4.0pp |
| Annual return | -2.95% | 14.79%-17.7pp | 791.24%-794.2pp | 4.54%-7.5pp |
| Employer contribution / active EE | $438 | $736-40.6% | $1,820-76.0% | $1,882-76.7% |
| Participant deferral / active EE | $2,544 | $1,992+27.7% | $2,822-9.8% | $3,022-15.8% |
| Admin fee / account holder | $7 | $592-98.7% | $4,499-99.8% | $592-98.7% |