Filed January 4, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 19 · EIN 51-0396365 | Securities Custodian | $387,448 |
WELCH HORNSBY & WELCH INC4 years Filed as: WELCH HORNSBY, INC. Service code 28 PO BOX 4959 · MONTGOMERY, AL 36103 | Investment Management | $59,269 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,402 | $47,456+6.2% | $172,739-70.8% | $77,787-35.2% |
| Participation rate | 65.3% | 66.3%-0.9pp | 82.6%-17.3pp | 73.2%-7.9pp |
| Annual return | 18.25% | 35.57%-17.3pp | 802.84%-784.6pp | 32.57%-14.3pp |
| Employer contribution / active EE | $1,006 | $1,574-36.1% | $5,143-80.4% | $2,504-59.8% |
| Participant deferral / active EE | $3,155 | $2,560+23.3% | $5,198-39.3% | $3,967-20.5% |
| Admin fee / account holder | $109 | $81+34.8% | $13,954-99.2% | $100+8.9% |