Filed January 4, 2002
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 19 · EIN 51-0396365 | Securities Custodian | $285,684 |
Filed as: WELCH HORNSBY, INC. Service code 28 PO BOX 4959 · MONTGOMERY, AL 36103 | Investment Management | $55,750 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,088 | $37,213+13.1% | $156,549-73.1% | $63,975-34.2% |
| Participation rate | 63.7% | 65.0%-1.3pp | 84.0%-20.3pp | 71.1%-7.5pp |
| Annual return | 6.57% | 47.89%-41.3pp | 32.23%-25.7pp | 48.65%-42.1pp |
| Employer contribution / active EE | $978 | $1,357-27.9% | $5,501-82.2% | $2,182-55.2% |
| Participant deferral / active EE | $2,807 | $2,070+35.6% | $4,871-42.4% | $3,356-16.4% |
| Admin fee / account holder | $95 | $56+69.0% | $13,027-99.3% | $70+35.2% |