Filed April 10, 2026 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
INDEPENDENT FINANCIAL PARTNERS1+ years Service code 27 · EIN 59-3331424 | Advisory (Plan) | $18,730 |
ASCENSUS LLC1+ years Filed as: ASCENSUS Service code 15 · EIN 11-3665754 | Recordkeeping | $11,605 |
WETZ & ASSOCIATES, P.A.1+ years Filed as: WETZ & ASSOCIATES, PA Service code 10 206 N 3RD STREET · LEESBURG, FL 34748 | Accounting | $11,500 |
SMITH, GAMBRELL & RUSSELL, LLP1+ years Filed as: VESTAL AND WILER Service code 10 · EIN 59-3198021 | Accounting | $8,614 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,404 | $39,245-2.1% | $64,105-40.1% | $52,331-26.6% |
| Participation rate | 55.1% | 58.2%-3.2pp | 68.2%-13.1pp | 68.1%-13.0pp |
| Annual return | -0.92% | 14.79%-15.7pp | 791.24%-792.2pp | 4.54%-5.5pp |
| Employer contribution / active EE | $0 | $736-100.0% | $1,820-100.0% | $1,882-100.0% |
| Participant deferral / active EE | $1,353 | $1,992-32.0% | $2,822-52.0% | $3,022-55.2% |
| Admin fee / account holder | $495 | $592-16.5% | $4,499-89.0% | $592-16.4% |