Filed April 21, 1997 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.5+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $134,674 |
MMA SECURITIES LLC3 years Filed as: MMC SECURITIES Service code 27 · EIN 06-1685865 | Advisory (Plan) | $11,250 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $23,291 | $65,708-64.6% | $76,817-69.7% | $77,787-70.1% |
| Participation rate | 60.4% | 79.0%-18.6pp | 72.1%-11.7pp | 73.2%-12.8pp |
| Annual return | 19.71% | 49.86%-30.1pp | 1166.11%-1146.4pp | 32.57%-12.9pp |
| Employer contribution / active EE | $0 | $2,167-100.0% | $2,302-100.0% | $2,504-100.0% |
| Participant deferral / active EE | $1,720 | $3,254-47.1% | $3,336-48.4% | $3,967-56.6% |
| Admin fee / account holder | $100 | $91+10.6% | $6,420-98.4% | $100+0.4% |