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| Provider | Service type | Compensation |
|---|---|---|
Filed as: JOHN HANCOCK, USA Service code 15 · EIN 01-0233346 PO BOX 600 · BUFFALO, NY 14201 | Recordkeeping | $28,393 |
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERVICES, INC Service code 26 · EIN 13-2638166 1000 HARBOR BOULEVARD · WEEHAWKEN, NJ 07086 | Advisory (Participants) | $20,756 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,086 | $36,140-38.9% | $73,658-70.0% | $64,340-65.7% |
| Participation rate | 92.2% | 31.0%+61.2pp | 57.0%+35.2pp | 55.2%+37.0pp |
| Annual return | 11.36% | 21.48%-10.1pp | 29.72%-18.4pp | 24.14%-12.8pp |
| Employer contribution / active EE | $1,601 | $443+261.3% | $1,032+55.1% | $1,862-14.0% |
| Participant deferral / active EE | $2,033 | $1,023+98.8% | $2,062-1.4% | $2,980-31.8% |
| Admin fee / account holder | $206 | $2,513-91.8% | $3,357-93.9% | $3,703-94.4% |