Filed December 19, 2019
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $525 |
STERNE AGEE FINANCIAL SERVICES1+ years Filed as: STERNE AGEE & LEACH INC Service code 61 800 SHADES CREEK PKWY STE 550 · BIRMINGHAM, AL 35209 | Finders' fees / placement fees | $0 |
STIFEL NICOLAUS & CO INC1+ years Service code 61 · EIN 43-0538770 | Finders' fees / placement fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,986 | $52,467-12.4% | $57,196-19.6% | $55,167-16.6% |
| Participation rate | 50.9% | 75.8%-25.0pp | 75.3%-24.5pp | 69.0%-18.1pp |
| Annual return | -1.24% | 7.72%-9.0pp | 14.59%-15.8pp | 169.23%-170.5pp |
| Employer contribution / active EE | $244 | $2,477-90.1% | $2,683-90.9% | $1,963-87.6% |
| Participant deferral / active EE | $2,044 | $2,830-27.8% | $3,096-34.0% | $3,054-33.1% |
| Admin fee / account holder | $4 | $269-98.4% | $3,141-99.9% | $504-99.1% |