Filed April 24, 2009 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $6,975 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $185,439 | $80,138+131.4% | $130,231+42.4% | $71,457+159.5% |
| Participation rate | 65.1% | 71.0%-5.9pp | 76.3%-11.2pp | 67.9%-2.8pp |
| Annual return | 11.65% | 16.81%-5.2pp | 38.77%-27.1pp | 28.85%-17.2pp |
| Employer contribution / active EE | $1,945 | $2,834-31.4% | $4,126-52.8% | $2,588-24.8% |
| Participant deferral / active EE | $3,336 | $4,641-28.1% | $6,799-50.9% | $4,289-22.2% |
| Admin fee / account holder | $99 | $1,035-90.4% | $6,020-98.4% | $1,587-93.8% |