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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 65-0608221 | Recordkeeping | $30,838 |
Filed as: KESTRA INVESTMENT SERVICES, LLC Service code 26 7000 CENTRAL PARKWAY · ATLANTA, GA 30328 | Advisory (Participants) | $5,347 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $50,116 | $75,183-33.3% | $123,894-59.5% | $55,167-9.2% |
| Participation rate | 46.9% | 72.8%-25.9pp | 81.4%-34.5pp | 69.0%-22.1pp |
| Annual return | 5.25% | 19.01%-13.8pp | 47.52%-42.3pp | 169.23%-164.0pp |
| Employer contribution / active EE | $882 | $2,823-68.8% | $4,617-80.9% | $1,963-55.1% |
| Participant deferral / active EE | $1,655 | $5,084-67.4% | $5,984-72.3% | $3,054-45.8% |
| Admin fee / account holder | $422 | $663-36.4% | $8,357-95.0% | $504-16.3% |