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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $700 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $27,031 | $73,102-63.0% | $123,549-78.1% | $56,287-52.0% |
| Participation rate | 45.0% | 74.3%-29.3pp | 82.3%-37.3pp | 69.9%-24.9pp |
| Annual return | -7.47% | 3.01%-10.5pp | 119.20%-126.7pp | -9.96%+2.5pp |
| Employer contribution / active EE | $0 | $2,977-100.0% | $4,628-100.0% | $2,111-100.0% |
| Participant deferral / active EE | $2,518 | $5,423-53.6% | $6,426-60.8% | $3,350-24.8% |
| Admin fee / account holder | $10 | $554-98.1% | $9,284-99.9% | $521-98.0% |