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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 48-1205033 | Direct payment from the plan; Claims ... | $13,597 |
Filed as: KESTRA ADVISORY SERVICES, LLC Service code 27 1901 ROXBOROUGH RD, STE 300 · CHARLOTTE, NC 282115588 | Advisory (Plan) | $7,764 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $16,039 | $62,928-74.5% | $172,755-90.7% | $67,579-76.3% |
| Participation rate | 57.4% | 64.5%-7.1pp | 82.6%-25.2pp | 71.3%-13.9pp |
| Annual return | 17.13% | 30.36%-13.2pp | 802.94%-785.8pp | 378.56%-361.4pp |
| Employer contribution / active EE | $563 | $1,636-65.6% | $5,144-89.1% | $2,148-73.8% |
| Participant deferral / active EE | $2,150 | $2,145+0.2% | $5,198-58.6% | $3,539-39.3% |
| Admin fee / account holder | $52 | $167-68.5% | $13,955-99.6% | $142-63.1% |