Filed February 28, 2003
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.8+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $158,797 |
FINANCIAL ENGINES7 years Filed as: FINANCIAL ENGINES ADVISORS LLC Service code 26 · EIN 94-3250032 | Advisory (Participants) | $12,594 |
Filed as: MERIT FINANCIAL ADVISORS Service code 26 · EIN 45-3686413 | Advisory (Participants) | $11,034 |
CHARLES SCHWAB & CO., INC.9+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Other i... | $4,949 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $353,606 | $112,686+213.8% | $169,993+108.0% | $80,160+341.1% |
| Participation rate | 97.8% | 87.4%+10.4pp | 87.0%+10.8pp | 72.9%+24.9pp |
| Annual return | 15.78% | 67.04%-51.3pp | 53.37%-37.6pp | 40.38%-24.6pp |
| Employer contribution / active EE | $10,665 | $4,481+138.0% | $6,785+57.2% | $2,978+258.2% |
| Participant deferral / active EE | $15,950 | $7,876+102.5% | $10,408+53.3% | $5,017+217.9% |
| Admin fee / account holder | $32 | $99-68.2% | $12,815-99.8% | $145-78.3% |