Filed August 10, 2018 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 35-0145825 | Recordkeeping | $14,096 |
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 16 · EIN 04-3046611 | Consulting | $9,199 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,097 | $46,722-31.3% | $130,660-75.4% | $65,185-50.8% |
| Participation rate | 59.4% | 60.9%-1.5pp | 71.7%-12.3pp | 70.2%-10.8pp |
| Annual return | 1.72% | 24.17%-22.4pp | 1709.29%-1707.6pp | 29.38%-27.7pp |
| Employer contribution / active EE | $1,459 | $1,488-1.9% | $4,092-64.3% | $2,177-33.0% |
| Participant deferral / active EE | $2,290 | $2,545-10.0% | $3,603-36.5% | $3,514-34.8% |
| Admin fee / account holder | $72 | $453-84.0% | $5,463-98.7% | $847-91.4% |