Filed June 16, 2016 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 19 · EIN 51-0396365 | Securities Custodian | $111,227 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,476 | $68,330-68.6% | $149,740-85.7% | $96,393-77.7% |
| Participation rate | 67.6% | 74.6%-7.0pp | 78.8%-11.2pp | 71.3%-3.7pp |
| Annual return | 16.07% | 29.64%-13.6pp | 134.51%-118.4pp | 22.88%-6.8pp |
| Employer contribution / active EE | $1,197 | $2,139-44.0% | $4,821-75.2% | $3,239-63.0% |
| Participant deferral / active EE | $0 | $4,422-100.0% | $5,683-100.0% | $5,455-100.0% |
| Admin fee / account holder | $10 | $52-81.1% | $13,222-99.9% | $74-86.7% |