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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES INC. Service code 27 · EIN 13-2638166 1285 AVENUE OF THE AMERICAS · NEW YORK, NY 10019 | Advisory (Plan) | $74,761 |
Service code 12 · EIN 13-3689044 | Recordkeeping fees; Float revenue; Re... | $9,717 |
Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $132,226 | $155,795-15.1% | $136,298-3.0% | $69,631+89.9% |
| Participation rate | 75.4% | 75.2%+0.2pp | 81.9%-6.5pp | 70.7%+4.8pp |
| Annual return | 13.87% | 232464.33%-232450.5pp | 5156.27%-5142.4pp | 27571.02%-27557.2pp |
| Employer contribution / active EE | $1,275 | $2,991-57.4% | $4,696-72.9% | $2,032-37.3% |
| Participant deferral / active EE | $7,092 | $5,394+31.5% | $6,247+13.5% | $3,224+120.0% |
| Admin fee / account holder | $254 | $128+98.4% | $9,244-97.2% | $110+130.4% |