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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC3 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $30,057 |
CWM LLC3 years Service code 27 14600 BRANCH ST · OMAHA, NE 68154 | Advisory (Plan) | $20,599 |
EMPOWER ADVISORY GROUP, LLC4 years Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $2,063 |
6 funds of $250K or more; 17 lines in all, holding $5.7M of the plan's $5.8M. From the 2024 filing. Recordkeeper: Empower.
Target-date series: Vanguard Target Retirement, mutual fund, 84% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Vanguard Target Retirement Vanguard · Mutual fund Target-date, 11 vintages | $4.8M | 84.5% |
| Guaranteed Investment Contract (at contract value): Empower Annuity Insuranc Company of America Empower · Insurance contract Recordkeeper's own fund | $267K | 4.7% |
| Fidelity International Index Fund Fidelity (FMR) · Mutual fund Index | $167K | 2.9% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $82K | 1.4% |
| Federated Hermes MDT Small CAP Growth R Federated Hermes · Other | $81K | 1.4% |
| Fidelity U.S. Bond Index Fund Fidelity (FMR) · Mutual fund Index | $72K | 1.3% |
| Fidelity Small Cap Index Fund Fidelity (FMR) · Mutual fund Index | $62K | 1.1% |
| Nomura Mid Cap Growth Fund Class R6 Macquarie / Nomura · Mutual fund | $44K | 0.8% |
| Large Cap International Portfolio - Institutional Class Dimensional · Mutual fund | $23K | 0.4% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $22K | 0.4% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
The auditor signed off without reservation. This is the cleanest opinion.