Filed November 30, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Service code 49 · EIN 26-4310632 | Other Services | $337 |
Filed as: VOYA RETIREMENT INS & ANNUITY CO Service code 26 · EIN 71-0294708 | Advisory (Participants) | $82 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $15,905 | $30,979-48.7% | $67,711-76.5% | $59,188-73.1% |
| Participation rate | 6.7% | 40.5%-33.9pp | 67.5%-60.9pp | 69.4%-62.8pp |
| Annual return | 0.65% | -1.74%+2.4pp | 25.41%-24.8pp | 5.51%-4.9pp |
| Employer contribution / active EE | $86 | $807-89.3% | $2,559-96.6% | $2,098-95.9% |
| Participant deferral / active EE | $189 | $1,603-88.2% | $3,585-94.7% | $3,265-94.2% |
| Admin fee / account holder | $56 | $81-30.5% | $4,255-98.7% | $92-38.9% |