Filed April 29, 2009 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL INVESTMENT Service code 55 · EIN 39-2018056 | Other Commissions | $9,215 |
Service code 37 · EIN 04-2647786 | Loan Processing | $2,322 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,516 | $35,183+29.4% | $73,545-38.1% | $70,131-35.1% |
| Participation rate | 52.3% | 42.9%+9.4pp | 54.9%-2.6pp | 69.5%-17.2pp |
| Annual return | 14.46% | 26.90%-12.4pp | -15.16%+29.6pp | 73.14%-58.7pp |
| Employer contribution / active EE | $412 | $709-41.9% | $1,219-66.2% | $2,342-82.4% |
| Participant deferral / active EE | $1,854 | $1,220+52.0% | $1,806+2.7% | $3,332-44.4% |
| Admin fee / account holder | $28 | $2,302-98.8% | $2,320-98.8% | $4,645-99.4% |