Filed December 31, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.4+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $84,968 |
Filed as: WILBANKS, SMITH & THOMAS, LLC Service code 27 · EIN 54-2005153 | Advisory (Plan) | $11,213 |
CARR, RIGGS & INGRAM, LLC2 years Filed as: CARR, RIGGS, & INGRAM LLC Service code 27 · EIN 72-1396621 | Advisory (Plan) | $11,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $192,768 | $75,388+155.7% | $123,544+56.0% | $55,725+245.9% |
| Participation rate | 67.3% | 75.7%-8.4pp | 82.3%-15.0pp | 70.9%-3.6pp |
| Annual return | -3.84% | 4.48%-8.3pp | 119.20%-123.0pp | 244.93%-248.8pp |
| Employer contribution / active EE | $5,349 | $3,063+74.6% | $4,628+15.6% | $2,078+157.4% |
| Participant deferral / active EE | $5,113 | $5,651-9.5% | $6,426-20.4% | $3,356+52.4% |
| Admin fee / account holder | $309 | $120+157.8% | $9,284-96.7% | $115+168.0% |