Filed December 31, 1996
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
WELLS FARGO BANK, N.A.3+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $83,921 |
Filed as: CARR, RIGGS, & INGRAM LLC Service code 27 · EIN 72-1396621 | Advisory (Plan) | $12,500 |
Filed as: WILBANKS, SMITH & THOMAS, LLC Service code 27 · EIN 54-2005153 | Advisory (Plan) | $10,652 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $220,155 | $155,795+41.3% | $136,294+61.5% | $69,631+216.2% |
| Participation rate | 67.4% | 75.2%-7.8pp | 81.9%-14.5pp | 70.7%-3.3pp |
| Annual return | 16.28% | 232464.33%-232448.1pp | 5155.94%-5139.7pp | 27571.02%-27554.7pp |
| Employer contribution / active EE | $6,664 | $2,991+122.8% | $4,695+41.9% | $2,032+227.9% |
| Participant deferral / active EE | $5,261 | $5,394-2.5% | $6,247-15.8% | $3,224+63.2% |
| Admin fee / account holder | $338 | $128+163.6% | $9,243-96.3% | $110+206.1% |