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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 49 · EIN 26-4310632 | Other Services | $57,319 |
Service code 29 · EIN 58-0619407 | Legal | $31,345 |
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $16,281 |
Service code 10 · EIN 58-2283283 | Accounting | $14,852 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $72,573 | $107,378-32.4% | $108,582-33.2% | $57,658+25.9% |
| Participation rate | 68.3% | 77.1%-8.8pp | 79.6%-11.2pp | 70.2%-1.9pp |
| Annual return | 9.17% | 12.80%-3.6pp | -51.70%+60.9pp | 5.13%+4.0pp |
| Employer contribution / active EE | $799 | $1,782-55.2% | $3,758-78.7% | $1,974-59.5% |
| Participant deferral / active EE | $2,495 | $3,221-22.5% | $4,311-42.1% | $3,061-18.5% |
| Admin fee / account holder | $141 | $108+30.2% | $7,645-98.2% | $95+49.4% |